Companies · USAspending parent record
3M COMPANY
Stock ticker: MMM. 3 recipient records grouped under this USAspending parent (UEI YLQMY5SGNE55).
Non-competed awards
$34.1Mobligated to date on 4 non-competed awards of $1M+ signed FY2024–26
USAspendingas of Oct 3
Obligated to date, not spending in a year. Selected awards only (rule r5-v1): not this company's not-competed share.
Largest award
$20.7Mobligated to date: FA239424CB047, Department of Defense, signed FY2024
USAspendingas of Oct 3
Member trades
37reported in MMM by 16 members of Congress
House Clerk + Senate eFDas of Oct 4
Filings: House 2021–2026 · Senate 2024–2026
Source: USAspending.gov · SEC EDGAR company tickers · House Clerk PTRs · Senate eFDCoverage: Contract awards FY2024–FY2026 · Ticker links FY2024–26 recipients · House 2021–2026 · Senate 2024–2026Updated: Methodology →
Federal contract awards in our records
Each row is one prime contract award on USAspending.gov; “USAspending” opens its official page.
What this table covers: every award signed in FY2024–26 that the agency coded “not competed” and that is $1 million or more, plus any award of $10 million or more (rule r5-v1). Smaller competed awards are not in it, so it is not this company’s total federal business and it cannot show a not-competed share. “Obligated to date” is the total committed on the award so far, including later modifications (USAspending, as of Oct 3, 2026), not the amount at any earlier date.
| Signed in | Non-competed awards | Obligated to date | Other awards $10M+ | Obligated to date |
|---|---|---|---|---|
| FY2024 | 1 | $18.6M | 2 | $40.8M |
| FY2025 | None in this set | — | None in this set | — |
| FY2026incomplete | 3 | $15.5M | None in this set | — |
FY2026 is incomplete: the Department of Defense reports contract actions 90 days late, and older awards keep growing through modifications, so these amounts will rise. Source: USAspending.gov, as of Oct 3, 2026.
No rows to show.
0 awards. Source: USAspending.gov award records.
Recipient records grouped under this company (3)
USAspending groups recipients by its parent-company field, which has known errors. Check that the recipients below belong to 3M COMPANY; the stock link below is made per recipient.
- 3M COMPANY2 awards · 1 non-competed, $18.6M obligated to date
- SOLVENTUM HEALTH INFORMATION SYSTEMS, INC.3 awards · 3 non-competed, $15.5M obligated to date
- SOLVENTUM US LLC1 award
Stock ticker
Links between a federal contract recipient and an SEC-registered company, made by a written rule from SEC filings and USAspending records. Only confirmed links are shown.
How these recipients were linked (1)
- 3M COMPANYsame name as the SEC registrant · exact normalized name (self) · rule r7-v1
A link says USAspending and SEC records tie this recipient to this registrant. It does not say a member’s trade or a company’s award means anything.
The ticker link covers 1 of the 3 recipient records above; the rest are not linked to a stock.
Members of Congress who reported trading this stock
Trades in MMM from STOCK Act disclosures, newest filing first.
Two public records, side by side. The company holds federal contracts, and members reported trades in its stock. That is a pattern in the records, not an accusation: trades can be routine, made by a spouse or a managed account, and a sequence of events is not proof of wrongdoing. Amounts are the ranges members disclosed; they are never added up into a single figure, and “2 ×” means two same-day lots, each in that range.
16 members · 37 reported trades
| Julie Johnson | D · TX · House | 9 | 6 | 3 | 0 | 0 | Aug 5, 2026 |
|---|---|---|---|---|---|---|---|
| Josh Gottheimer | D · NJ · House | 6 | 4 | 2 | 0 | 0 | May 19, 2026 |
| Rick W. Allen | R · GA · House | 4 | 2 | 2 | 0 | 0 | Aug 10, 2023 |
| Daniel S. Goldman | D · NY · House | 3 | 2 | 1 | 0 | 0 | Aug 13, 2023 |
| Julia Letlow | R · LA · House | 3 | 1 | 2 | 0 | 0 | Mar 12, 2026 |
| Cynthia Axne | D · IA · House | 2 | 0 | 2 | 0 | 0 | Oct 8, 2021 |
| Alan Armstrong | R · OK · Senate | 1 | 1 | 0 | 0 | 0 | Jul 21, 2026 |
| Greg Stanton | D · AZ · House | 1 | 1 | 0 | 0 | 0 | Nov 9, 2023 |
| J. French Hill | R · AR · House | 1 | 1 | 0 | 0 | 0 | Dec 13, 2023 |
| Jefferson Shreve | R · IN · House | 1 | 0 | 1 | 0 | 0 | Jun 22, 2025 |
| John A. Yarmuth | D · KY · House | 1 | 1 | 0 | 0 | 0 | Nov 4, 2021 |
| Kathy E. Manning | D · NC · House | 1 | 1 | 0 | 0 | 0 | Nov 10, 2022 |
| Robert P. Bresnahan, Jr. | R · PA · House | 1 | 0 | 1 | 0 | 0 | Jun 23, 2025 |
| Tina Smith | D · MN · Senate | 1 | 0 | 1 | 0 | 0 | Apr 2, 2026 |
| Tommy Tuberville | R · AL · Senate | 1 | 0 | 1 | 0 | 0 | May 15, 2024 |
| Val T. Hoyle | D · OR · House | 1 | 0 | 1 | 0 | 0 | Sep 12, 2025 |
Members who reported trades in this stock, by number of reported trades
- D · TX · House
- Reported trades
- 9
- Purchases
- 6
- Sales
- 3
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Aug 5, 2026
- D · NJ · House
- Reported trades
- 6
- Purchases
- 4
- Sales
- 2
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- May 19, 2026
- R · GA · House
- Reported trades
- 4
- Purchases
- 2
- Sales
- 2
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Aug 10, 2023
- D · NY · House
- Reported trades
- 3
- Purchases
- 2
- Sales
- 1
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Aug 13, 2023
- R · LA · House
- Reported trades
- 3
- Purchases
- 1
- Sales
- 2
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Mar 12, 2026
- D · IA · House
- Reported trades
- 2
- Purchases
- 0
- Sales
- 2
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Oct 8, 2021
- R · OK · Senate
- Reported trades
- 1
- Purchases
- 1
- Sales
- 0
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Jul 21, 2026
- D · AZ · House
- Reported trades
- 1
- Purchases
- 1
- Sales
- 0
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Nov 9, 2023
- R · AR · House
- Reported trades
- 1
- Purchases
- 1
- Sales
- 0
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Dec 13, 2023
- R · IN · House
- Reported trades
- 1
- Purchases
- 0
- Sales
- 1
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Jun 22, 2025
- D · KY · House
- Reported trades
- 1
- Purchases
- 1
- Sales
- 0
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Nov 4, 2021
- D · NC · House
- Reported trades
- 1
- Purchases
- 1
- Sales
- 0
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Nov 10, 2022
- R · PA · House
- Reported trades
- 1
- Purchases
- 0
- Sales
- 1
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Jun 23, 2025
- D · MN · Senate
- Reported trades
- 1
- Purchases
- 0
- Sales
- 1
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Apr 2, 2026
- R · AL · Senate
- Reported trades
- 1
- Purchases
- 0
- Sales
- 1
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- May 15, 2024
- D · OR · House
- Reported trades
- 1
- Purchases
- 0
- Sales
- 1
- Exchanges
- 0
- Options and other
- 0
- Latest filing
- Sep 12, 2025
Every reported trade, with its filing
| Filing | |||||
|---|---|---|---|---|---|
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Mar 15, 2025 → Aug 5 | View filing |
| Alan ArmstrongR · OK · Senate · owner: Self | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Mar 27 → Jul 21 | View filing |
| Josh GottheimerD · NJ · House · owner: Joint | MMM 3M Company Common Stock | Sale | $1,001–$15,000 | Apr 28 → May 19 | View filing |
| Tina SmithD · MN · Senate · owner: Spouse | MMM 3M Company Common Stock | Sale | $50,001–$100,000 | Mar 31 → Apr 2 | View filing |
| Julia LetlowR · LA · House · owner: Self (incl. trusts/accounts) | MMM 3M Company Common Stock | Sale | $1,001–$15,000 | Feb 2 → Mar 12 | View filing |
| Julia LetlowR · LA · House · owner: Self (incl. trusts/accounts) | MMM 3M Company Common Stock | Sale | $1,001–$15,000 | Feb 4 → Mar 12 | View filing |
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Sale | $1,001–$15,000 | Dec 18, 2025 → Jan 15 | View filing |
| Julia LetlowR · LA · House · owner: Self (incl. trusts/accounts) | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Jan 17, 2025 → Jan 13 | View filing |
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Sale | $1,001–$15,000 | Nov 13, 2025 → Dec 11, 2025 | View filing |
| Josh GottheimerD · NJ · House · owner: Joint | MMM 3M Company Common Stock | Sale | $1,001–$15,000 | Oct 20, 2025 → Nov 17, 2025 | View filing |
| Val T. HoyleD · OR · House · owner: Spouse | MMM 3M Company Common Stock | Sale | $1,001–$15,000 | Jul 28, 2025 → Sep 12, 2025 | View filing |
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Sale | $1,001–$15,000 | Aug 14, 2025 → Sep 11, 2025 | View filing |
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Jun 18, 2025 → Jul 14, 2025 | View filing |
| Robert P. Bresnahan, Jr.R · PA · House · owner: Self (incl. trusts/accounts) | MMM 3M Company Common Stock | Sale | $15,001–$50,000 | May 23, 2025 → Jun 23, 2025 | View filing |
| Jefferson ShreveR · IN · House · owner: Self (incl. trusts/accounts) | MMM 3M Company Common Stock | Sale | $15,001–$50,000 | May 12, 2025 → Jun 22, 2025 | View filing |
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Apr 11, 2025 → May 14, 2025 | View filing |
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Apr 1, 2025 → May 14, 2025 | View filing |
| Josh GottheimerD · NJ · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Apr 5, 2025 → May 14, 2025 | View filing |
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Mar 15, 2024 → Apr 14, 2025 | View filing |
| Julie JohnsonD · TX · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Mar 12, 2025 → Apr 14, 2025 | View filing |
| Josh GottheimerD · NJ · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Jan 30, 2025 → Feb 10, 2025 | View filing |
| Josh GottheimerD · NJ · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Jan 21, 2025 → Feb 10, 2025 | View filing |
| Josh GottheimerD · NJ · House · owner: Joint | MMM 3M Company Common Stock | Purchase | $1,001–$15,000 | Jul 26, 2024 → Aug 15, 2024 | View filing |
| Tommy TubervilleR · AL · Senate · owner: Joint | MMM 3M Company Common Stock | Sale | $15,001–$50,000 | Apr 29, 2024 → May 15, 2024 | View filing |
| J. French HillR · AR · House · owner: Self (incl. trusts/accounts) | MMM 3M Company | Purchase | $15,001–$50,000 | Nov 22, 2023 → Dec 13, 2023 | View filing |
| Greg StantonD · AZ · House · owner: Spouse | MMM 3M Company | Purchase | $1,001–$15,000 | Sep 26, 2023 → Nov 9, 2023 | View filing |
| Daniel S. GoldmanD · NY · House · owner: Self (incl. trusts/accounts) | MMM 3M Company | Sale | $15,001–$50,000 | Jul 12, 2023 → Aug 13, 2023 | View filing |
| Daniel S. GoldmanD · NY · House · owner: Self (incl. trusts/accounts) | MMM 3M Company | Purchase | $1,001–$15,000 | Mar 6, 2023 → Apr 17, 2023 | View filing |
| Daniel S. GoldmanD · NY · House · owner: Self (incl. trusts/accounts) | MMM 3M Company | Purchase | $1,001–$15,000 | Jan 31, 2023 → Feb 24, 2023 | View filing |
| Kathy E. ManningD · NC · House · owner: Spouse | MMM 3M Company | Purchase | $1,001–$15,000 | Oct 12, 2022 → Nov 10, 2022 | View filing |
| Rick W. AllenR · GA · House · owner: Spouse | MMM 3M Company | Sale | $15,001–$50,000+ $1,001–$15,000 | May 14, 2020 → Nov 8, 2021amended Aug 10, 2023 | View filingAmended report |
| John A. YarmuthD · KY · House · owner: Self (incl. trusts/accounts) | MMM 3M Company | Purchase | $1,001–$15,000 | Sep 23, 2021 → Nov 4, 2021 | View filing |
| Cynthia AxneD · IA · House · owner: Self (incl. trusts/accounts) | MMM 3M Company | Sale | $1,001–$15,000 | Nov 22, 2019 → Oct 8, 2021 | View filing |
| Cynthia AxneD · IA · House · owner: Spouse | MMM 3M Company | Sale | 2 × $1,001–$15,000 | Nov 22, 2019 → Oct 8, 2021 | View filing |
| Rick W. AllenR · GA · House · owner: Spouse | MMM 3M Company | Sale | $1,001–$15,000 | May 17, 2019 → Aug 10, 2023Reported more than two years after the trade. The report's own dates agree with each other. | View filing |
| Rick W. AllenR · GA · House · owner: Self (incl. trusts/accounts) | MMM 3M Company | Purchase | $15,001–$50,000 | Aug 22, 2019 → Aug 10, 2023Reported more than two years after the trade. The report's own dates agree with each other. | View filing |
| Rick W. AllenR · GA · House · owner: Spouse | MMM 3M Company | Purchase | $15,001–$50,000 | Jun 19, 2019 → Aug 10, 2023Reported more than two years after the trade. The report's own dates agree with each other. | View filing |
Reported trades in MMM, newest filing first
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Mar 15, 2025 → Aug 5
- Alan ArmstrongR · OK · Senate · owner: SelfMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Mar 27 → Jul 21
- Josh GottheimerD · NJ · House · owner: JointMMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Apr 28 → May 19
- Tina SmithD · MN · Senate · owner: SpouseMMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $50,001–$100,000
- Traded → filed
- Mar 31 → Apr 2
- Julia LetlowR · LA · House · owner: Self (incl. trusts/accounts)MMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Feb 2 → Mar 12
- Julia LetlowR · LA · House · owner: Self (incl. trusts/accounts)MMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Feb 4 → Mar 12
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Dec 18, 2025 → Jan 15
- Julia LetlowR · LA · House · owner: Self (incl. trusts/accounts)MMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Jan 17, 2025 → Jan 13
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Nov 13, 2025 → Dec 11, 2025
- Josh GottheimerD · NJ · House · owner: JointMMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Oct 20, 2025 → Nov 17, 2025
- Val T. HoyleD · OR · House · owner: SpouseMMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Jul 28, 2025 → Sep 12, 2025
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Aug 14, 2025 → Sep 11, 2025
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Jun 18, 2025 → Jul 14, 2025
- Robert P. Bresnahan, Jr.R · PA · House · owner: Self (incl. trusts/accounts)MMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $15,001–$50,000
- Traded → filed
- May 23, 2025 → Jun 23, 2025
- Jefferson ShreveR · IN · House · owner: Self (incl. trusts/accounts)MMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $15,001–$50,000
- Traded → filed
- May 12, 2025 → Jun 22, 2025
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Apr 11, 2025 → May 14, 2025
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Apr 1, 2025 → May 14, 2025
- Josh GottheimerD · NJ · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Apr 5, 2025 → May 14, 2025
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Mar 15, 2024 → Apr 14, 2025
- Julie JohnsonD · TX · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Mar 12, 2025 → Apr 14, 2025
- Josh GottheimerD · NJ · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Jan 30, 2025 → Feb 10, 2025
- Josh GottheimerD · NJ · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Jan 21, 2025 → Feb 10, 2025
- Josh GottheimerD · NJ · House · owner: JointMMM 3M Company Common Stock
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Jul 26, 2024 → Aug 15, 2024
- Tommy TubervilleR · AL · Senate · owner: JointMMM 3M Company Common Stock
- Type
- Sale
- Amount (range)
- $15,001–$50,000
- Traded → filed
- Apr 29, 2024 → May 15, 2024
- J. French HillR · AR · House · owner: Self (incl. trusts/accounts)MMM 3M Company
- Type
- Purchase
- Amount (range)
- $15,001–$50,000
- Traded → filed
- Nov 22, 2023 → Dec 13, 2023
- Greg StantonD · AZ · House · owner: SpouseMMM 3M Company
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Sep 26, 2023 → Nov 9, 2023
- Daniel S. GoldmanD · NY · House · owner: Self (incl. trusts/accounts)MMM 3M Company
- Type
- Sale
- Amount (range)
- $15,001–$50,000
- Traded → filed
- Jul 12, 2023 → Aug 13, 2023
- Daniel S. GoldmanD · NY · House · owner: Self (incl. trusts/accounts)MMM 3M Company
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Mar 6, 2023 → Apr 17, 2023
- Daniel S. GoldmanD · NY · House · owner: Self (incl. trusts/accounts)MMM 3M Company
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Jan 31, 2023 → Feb 24, 2023
- Kathy E. ManningD · NC · House · owner: SpouseMMM 3M Company
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Oct 12, 2022 → Nov 10, 2022
- Rick W. AllenR · GA · House · owner: SpouseMMM 3M Company
- Type
- Sale
- Amount (range)
- $15,001–$50,000+ $1,001–$15,000
- Traded → filed
- May 14, 2020 → Nov 8, 2021amended Aug 10, 2023
- John A. YarmuthD · KY · House · owner: Self (incl. trusts/accounts)MMM 3M Company
- Type
- Purchase
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Sep 23, 2021 → Nov 4, 2021
- Cynthia AxneD · IA · House · owner: Self (incl. trusts/accounts)MMM 3M Company
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- Nov 22, 2019 → Oct 8, 2021
- Cynthia AxneD · IA · House · owner: SpouseMMM 3M Company
- Type
- Sale
- Amount (range)
- 2 × $1,001–$15,000
- Traded → filed
- Nov 22, 2019 → Oct 8, 2021
- Rick W. AllenR · GA · House · owner: SpouseMMM 3M Company
- Type
- Sale
- Amount (range)
- $1,001–$15,000
- Traded → filed
- May 17, 2019 → Aug 10, 2023Reported more than two years after the trade. The report's own dates agree with each other.
- Rick W. AllenR · GA · House · owner: Self (incl. trusts/accounts)MMM 3M Company
- Type
- Purchase
- Amount (range)
- $15,001–$50,000
- Traded → filed
- Aug 22, 2019 → Aug 10, 2023Reported more than two years after the trade. The report's own dates agree with each other.
- Rick W. AllenR · GA · House · owner: SpouseMMM 3M Company
- Type
- Purchase
- Amount (range)
- $15,001–$50,000
- Traded → filed
- Jun 19, 2019 → Aug 10, 2023Reported more than two years after the trade. The report's own dates agree with each other.
Source: House Clerk PTRs and Senate eFD. Amounts are disclosed ranges; “2 ×” means two same-day lots, each in that range. “Filed” is the first report; a later amendment is noted under it and linked beside the filing. In House filings, owner “Self” includes trusts and accounts filed without an owner. Options are labelled as options, never as a purchase or sale of the stock.
Looking for agency-level shares? See non-competed share by agency.